After the Trade Is Made: Processing Securities Transactions

by David M. Weiss

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The fully updated classic guide to the mechanics of securities processing--a must for professional investors  This third edition of After the Trade Is Made reflects the changes that have taken place in recent years as a result of new products, technological breakthroughs, and the globalization of the securities industry. Comprehensive and easy to understand, it provides brokers, operations personnel, and individual investors with definitive and up-to-the-minute explanations of each step show more in the trading process--from the moment a customer decides to buy or sell a security through the final requirements of record keeping. Written for both securities professionals and individual investors, whether domestic or in other countries, this new edition clearly explains the core of underwritings, new and established trading markets, transaction processing, margin, and more--while providing critical insights into the most recent wave of industry changes. David M. Weiss, a veteran securities professional, traces the entire process of buying or selling a security, from order management to transaction processing to the final posting on the firm's books and records. He covers the specialized attributes of each function in a typical brokerage firm, as well as their relationships with commercial banks, transfer agents, clearing corporations, and depositories. After the Trade Is Made is the definitive resource for anyone eager to understand and confidently navigate the vast and often surprising world of securities. show less

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6 Works 136 Members
David M. Weiss is Vice President, Global Operations, at Goldman Sachs and Co. where his responsibilities include the implementation of new products, both domestic and international. Formerly, Mr. Weiss worked at the New York Stock Exchange where he was responsible for the trading services used by the Exchange's Diversified Products Division.

Classifications

Genres
Nonfiction, Business, General Nonfiction
DDC/MDS
332.64Society, government, & cultureEconomicsBanking & MoneyInvesting
LCC
HG4910 .W365Social sciencesFinanceFinanceInvestment, capital formation, speculationBy region or country
BISAC

Statistics

Members
102
Popularity
318,097
Rating
(2.88)
Languages
English
Media
Paper, Ebook
ISBNs
4
UPCs
1
ASINs
2